Article
Phd assessment
Article
Phd assessment
Establishing an assessment committee
INFORMATION REGARDING ASSESSMENT COMMITTEE REQUIREMENTS
As a rule the below mentioned standards must be met by the members of the assessment committee:
- Minimum educational level equaling Danish associate professor cf. the Ministerial Order no 1039 of August 27, 2013 about the PhD education at the universities and certain higher artistic educational institutions.
- Actively publishing within the research area of the dissertation, documented through publications in internationally acknowledged journals and conference proceedings with peer-review (within the last five years), this can be documented with an updated list of publications, patents, technical reports, product development and the like.
- At least one external member must have experience with assessment of PhD theses.
- Diversity in the composition of external members is desirable, so that one main supervisor does not repeatedly use the same external member.
- When relevant for the PhD project it is possible to include a member of the assessment company from the industry.
APPROVAL OF AN ASSESSMENT COMMITTEE
The following documents must be enclosed in one pdf file in searchable format when an assessment committee is forwarded to the PhD Board for approval:
- CV incl. an updated list of publications for all three members. The CV must reflect the above mentioned standards. The publication list must be exhaustive for the last five years. CV and publication list must be in Scandinavian or English.
- For Industrial PhD students, a confirmation must be enclosed from the Department stating that § 26 of the Ministerial Order has been met (at least one of the members shall have company-relevant research experience within the relevant field).
- The name of the PhD student's supervisor (and co-supervisor(s), if any) must be noted on the recommendation from the department.
Concerning competence to act the regular competence to act regulations apply cf. The Act on Public Administration §3-6. Special attention must be given to the following:
Members of the assessment committee cannot be in an up-downwards management layer compared to the main supervisor:
Example 1: The Head of Department cannot be a member of an assessment committee for a PhD student in his or her own department.
Example 2: A section leader cannot be a member of an assessment committee for a PhD student in his or her own section.)
- It is not possible to be a member of an assessment committee if there are joint publications with the PhD student, or if any are in preparation.
- It is not possible to serve as a member of an assessment committee if within the last five years (three years for the internal chairman) there are any joint publications (including those in preparation) with the supervisor or co-supervisor(s). Any deviation from this rule requires a written application for dispensation with an explanation why this requirement cannot be satisfied.
- If the PhD student or the main supervisor is fully or partly financed or has a sideline occupation at an external company, then assessors from that company cannot be used. This also includes subsidiary companies and branches in other locations.
- Members of an assessment committee must not have any close relations (e.g. friend, foe, relative) with the PhD student or any of the PhD student’s supervisors.
- Members of an assessment committee must not have had any supervisor function for the PhD student during or before the PhD study.
- Members of an assessment committee must not have any common financial interests or scientific collaboration with any of the PhD student’s supervisors in the last five years.
- Members of an assessment committee must not have any common financial interests or scientific collaboration with the PhD student.
- Members of an assessment committee must not have contributed in any way to the PhD thesis.
- External members must not have any formal affiliation with Aalborg University.
Task of the assessment committee and affiliated documents
The assessment committee shall submit a recommendation as to whether the PhD student, through the publicly defended thesis, has fulfilled the requirements laid down in the Ministerial Order on the PhD Programme at the Universities and Certaing Higher Educational Institutions.
Within two months after the thesis has been submitted and not later than three weeks prior to the defense the assessment committee is requested to write a provisional recommendation stating whether the thesis in its provisional form can be accepted for public defence. The chairman of the assessment committee forwards the provisional recommendation to the Doctoral School who makes sure that the author receives a copy of the recommendation. If a majority of the members of the assessment committee accept the PhD thesis, the chairman of the assessment committee, the other committee members and the supervisor(s) in co-operation set the date for the public defence of the thesis.
If a majority of the committee members cannot accept the PhD thesis in its present form, the recommendation must also include at least a majority recommendation that can form a basis for a decision by the institution as to whether the thesis can be re-submitted in a revised form within a time period of at least three months.
The department is responsible for handling the practical matters in connection with the defence. This includes the booking of hotel rooms, the announcement of the defence, as well as the recommendation to the Faculty concerning the chairperson of the defence. Announcement of the defence and the recommendation for the chairperson should be forwarded via the department to AAU PhD
THE PHD DEFENCE/MODERATOR
The defence shall take place following the submission of the preliminary recommendation of the assessment committee and no later than three months after the handing in of the thesis. Based on the rules in the legislation on inventions, or if special circumstances apply, the institution may decide to postpone the defence.
Prior to the defence, the chairperson appointed by the Faculty must arrange a meeting with the assessment committee and the supervisor(s). This meeting usually takes place 1-2 hours before the defence. At this meeting it shall roughly be agreed how the examination shall proceed. The total examination time (question time) must not exceed 2 hours and the members of the assessment committee and the supervisor(s) shall prioritize their questions in such a way that they confine themselves to this time limit.
The PhD student gives a lecture explaining the research work carried out. The duration of the lecture should be approximately 45 minutes.
The Department is responsible for appointing a moderator.
The PhD Study Director is responsible for approving the moderator. The following requirements must be met by the moderator:
- Minimum educational level equaling Danish associate professor
- Not associated with the research project in question
- Not a member of the assessment committee
Examination: The most significant role of the moderator is to ensure that the agreed upon plan (cf. number 2 above) is followed. This includes ensuring that all the members of the assessment committee get the opportunity to ask questions and that the PhD student's time to answer is limited in such a way that the assessment committee can obtain answers to their questions within the time limit. Questions may be asked ex auditorio provided that the chairman is notified. Each person asking questions ex auditorio is given a maximum of 15 minutes including the necessary time for the PhD student's answer.
RECOMMENDATION
Immediately after the public defence the assessment committee shall submit to the department its recommendation based on the PhD thesis and the public defence as to whether the PhD degree should be awarded. Afterwards the department forwards the recommendation to AAU PhD
The Academic Council confers the PhD degree. Hearings are conducted weekly, with responses issued every Tuesday.
In order to ensure an efficient process in relation to the preliminary assessment it is required that the following points are adhered to:
1. The preliminary assessment must be received at the Doctoral School no later than 3 weeks prior to the defence date. This timeframe provides a needed flexibility in relation to the 14 days required by the Ministerial Order.
2. The assessment committee cannot request any information from the PhD student. Should some material have gone missing or if something is unclear, please contact the Doctoral School.
3. The thesis must be assessed in its current form and the preliminary assessment must reflect this.
4. Should a thesis be at a level where it cannot be accepted for defence, the preliminary assessment must clearly state what needs to be corrected in order for it to be accepted for defence. It must also contain a timeframe for the student to implement these changes. This must be no less than 3 months according to the Ministerial Order.
5. When the assessment committee accepts a thesis for defence, the preliminary assessment must not contain any form of contingencies or demands in relation to the thesis and its contents. It is perfectly fine to address weaknesses and shortcomings, but a positive assessment must not demand changes. The assessment is just an assessment and not a review where an updated version can be made. A new/updated version would at least require a negative preliminary assessment.
6. It is possible for the assessment committee to enclose an appendix which is not part of the actual assessment. This is relevant if the assessment committee wishes to pass on recommendations concerning minor issues typically related to the presentation, should the author wish to use the material from the thesis in another context.
7. The conclusion of the assessment must reflect the general content and attitude found in the assessment. It should not be so that an assessment is very negative in its content and the conclusion is positive. A match between these elements is required.
Honorarium and reimbursement of travel expenses
Aalborg University uses eforms for reimbursement of travel expenses. It can be found at https://eforms.aau.dk/
You should choose “Forskningsservice” and "Lene Møller" as recipient/contact person.
If the reimbursement is directed at an organization/company an invoice must be forwarded.
Reimbursement is limited to documented expenses only. A bank statement alone is inadequate; it must be paired with a receipt. Transportation should be the most economical reasonable option. Reimbursement for first class, business class, or equivalent travel will not be provided.
We cover the costs of transportation (cheapest possible), and accommodation for 1-2 nights for a maximum of DKK 1,844 per night.
Reasonable expenses for meals incurred during the trip will be covered.
The reimbursement rates for meals are as follows:
Breakfast: max 89,55 DKK
Lunch: max 179,10DKK
Dinner: max 179,20DKK
We are unfortunately not able to reimburse Uber or similar services neither in Denmark nor in any other country.
If you choose to travel to the destination in your own car, this must be cheaper than other means of transportation.
Car rental must be documented as being cheaper than other means of transportation. All driven kilometers must be documented either private or work related. We can only cover work related.
Points to pay attention to when filling out eforms:
- Country for payment should be where the bank is
- There should be a detailed description for each expense
- If the currency rate is written manually you must document the exchange rate
- A detailed description of your route if own car is used (address from and to) along with the car license plate should be added. You can only receive the low rate according to State rules
- When the form is duly filled and you are ready to “submit” you must scroll to the bottom and choose “yes” to “I agree” under statement
Please fill out the form and forward to your contact at AAU PhD (for external members only)